NAS Letter on WIPO treaty

October 9, 1996

The Honorable Michael Kantor
Secretary of Commerce
Department of Commerce
14th Street and Constitution Avenue, NW
Washington, DC 20230

Dear Mr. Kantor:

We are writing to express our serious concern about pending changes to international and domestic intellectual property law that are being supported by the Department of Commerce. Although we understand that the wide availability and easy transmittal of digital databases can present difficulties for database vendors, we believe that the August 30, 1996 Draft Treaty on Intellectual Property in Respect to Databases, which was prepared under the World Intellectual Property Organization (WIPO), has the potential to undermine our nations progress in scientific and technical research and education if appropriate exceptions and limitations are not clearly articulated. As you may know, the proposed WIPO treaty contains major provisions, intended to do the following:

Prohibit unauthorized extraction, use, or reuse of any database, or any substantial portion of a database (as defined by the database vendor), and effectively establish the basis for a pay-per-use system;
Make perpetual protection the norm for databases, by making a 15-year initial term of protection renewable with every substantial change or addition to a database, actions that occur frequently with most electronic databases;
Apply to all privately generated data, or repackaged U.S. government data (outside the United States, government databases would be protected by this law as well); and
Include strong civil and criminal penalties, including provisions for third-party liability (e.g., liability incurred by the unwitting intermediary or disseminator).

While we certainly do not dispute the right of database compilers and vendors to obtain reasonable protection of their products, the proposed law fails to provide for any public-good exceptions, such as the fair use exemption traditionally enjoyed by the research and education communities for their limited use of copyrighted works. Database publishers would effectively obtain an absolute and perpetual monopoly in their data compilations, including preexisting data sets. The proposed changes would significantly inhibit researchers seeking to reuse and combine data for publication or for research (an especially acute problem for researchers using large, continuously updated observational data sets), as well as educators wishing to use portions of data sets for instructional purposes. The new law also would overturn a series of Supreme Court cases that limit intellectual property rights in the interest of free competition.

The Honorable Michael Kantor
November 6, 1996
Page 2

We believe that these changes to the intellectual property law, if enacted in their present form, would seriously undermine the ability of researchers and educators to access and use scientific data, and would have a deleterious long-term impact on our nations research capabilities. Moreover, the proposed changes are broadly antithetical to the principle of full and open exchange of scientific data espoused by the U.S. government and academic science communities, and promoted internationally. We are aware that these and additional concerns regarding changes to the intellectual property law, have been communicated to the President and Vice President by the Digital Future Coalition, the American Society for Information Systems, the Association of Research Libraries, and the American Association of Universities.

What is especially disconcerting is that these radical legal changes have been proposed by the Department of Commerce for formal discussion and negotiation at the WIPO Diplomatic Conference this December, without any debate or analysis of the laws potentially harmful implications for our nations scientific and technological development. Indeed, although the unintended consequences appear very grave to those studying these issues, very few individuals at the science agencies or in the academic community appear even to be aware that such changes are about to take place, nor has there been any effort made to solicit their views.

If the current Draft Treaty on Intellectual Property in Respect of Databases is adopted by WIPO, these changes will move substantially toward becoming the new international norm in intellectual property law by the end of this year. Therefore, we request that no precipitous action be taken at the planned WIPO Diplomatic Conference before the range of consequences of the proposed changes is fully understood and appropriate modifications are made.

The underlying issues that have given rise to the potential changes in intellectual property law will also be described in a report to be published by the National Research Council later this fall. The study committee that prepared that report plans to hold a one-day symposium at the National Academy of Sciences to explore these issues in greater detail with key officials from the Administration and Congress. In the meantime, we hope that you will take the steps necessary to avert what could otherwise become an unnecessarily damaging and contentions development in intellectual property law.

Sincerely,

Bruce Alberts
President
National Academy of Sciences

William A. Wulf
President
National Academy of Engineering

Kenneth I. Shine
President
Institute of Medicine

cc:	Albert Gore, Jr., Vice President of the United States
	Franklin D. Raines, Director, Office of Management and Budget
	Sally Katzen, Administrator, Office of Information and Regulatory Affairs,
	  Office of Management and Budget
	John H. Gibbons, Assistant to the President for Science and Technology,
	  and Director, Office of Science and Technology Policy
	Stuart E. Eizenstat, Under Secretary for International Trade, Department
	  of Commerce
	D. James Baker, Under Secretary for Oceans and Atmosphere, and Administrator,
	  National Oceanic and Atmospheric Administration, Department of Commerce
	Mary L. Good, Under Secretary for Technology, Department of Commerce
	Bruce Lehman, Assistant Secretary and Commissioner of Patents and
	  Trademarks
	Paul G. Kaminski, Under Secretary for Acquisition and Technology, Department
	  of Defense
	Richard W. Riley, Secretary of Education
	Martha A. Krebs, Director, Office of Energy Research, Department of Energy
	Harold E. Varmus, Director, National Institutes of Health, Department of Health
	  and Human Services
	Patricia J. Beneke, Assistant Secretary for Water and  Science, Department of
	  the Interior
	Eileen B. Claussen, Assistant Secretary, Bureau of Oceans and International
	  Environmental and Scientific Affairs, Department of State
	Neal F. Lane, Director, National Science Foundation
	Richard N. Zare, Chair, National Science Board
	Daniel S. Goldin, Administrator, National Aeronautics and Space Administration
	Carol M. Browner, Administrator, Environmental Protection Agency
	Orrin Hatch, Chairman, Senate Committee on the Judiciary
	Joseph R. Biden, Jr., Ranking Minority Member, Senate Committee on the
	  Judiciary
	Henry J. Hyde, Chairman, House Committee on the Judiciary
	John Conyers, Jr., Ranking Minority Member, House Committee on the Judiciary
	Carlos J. Moorehead, Chairman, House Subcommittee on Courts and Intellectual
	  Property
	Patricia Schroeder, Ranking Minority Member, House Subcommittee on Courts and
	  Intellectual Property
	Larry Pressler, Chairman, Senate Committee on Commerce, Science, and
	  Transportation
	Ernest F. Hollings, Ranking Minority Member, Senate Committee on Commerce,
	  Science, and Transportation
	Robert S. Walker, Chairman, House Committee on Science
	George E. Brown, Jr., Ranking Minority Member, House Committee on Science
	Marybeth Peters, Register of Copyrights and Associate Librarian of Congress
	   for Copyright Services, Library of Congress